Privacy Policy
TandemGrowth requires that you provide current and accurate financial and personal information. TandemGrowth will protect the information you have provided in a manner that is safe, secure and professional. TandemGrowth and its employees are committed to protecting your privacy and to safeguarding the information you have entrusted to us.
Safeguarding Customer Documents
We collect non-public client data from information we receive from applications or other forms, written notations, and in documentation provided to us by our clients, to provide our services.
We restrict access to personal information to our employees and agents for business purposes only. We maintain physical, electronic and procedural safeguards to protect your personal information. Employees who do not comply with our Privacy Policy are subject to discipline.
Sharing Nonpublic Personal and Financial Information
TandemGrowth is committed to the protection and privacy of its clients’ and consumers’ personal and financial information. TandemGrowth will not share such information with any affiliated or nonaffiliated third party except:
- When necessary to complete a transaction in a client account, such as with the clearing firm or account custodians;
- When required to maintain or service a client account;
- To resolve client disputes or inquiries;
- With persons acting in a fiduciary or representative capacity on behalf of the client, for instance, on an “as needed” basis, we may assist your CPA in compiling information for your tax returns, or we may provide information to the attorney who prepares your estate planning documents;
- With rating agencies, persons assessing compliance with industry standards, or to the attorneys, accountants and auditors of the firm;
- To protect against or prevent actual or potential fraud, identity theft, unauthorized transactions, claims or other liability;
- To comply with federal, state or local laws, rules and other applicable legal requirements;
- In connection with a written agreement to provide investment management or advisory services when the information is released for the sole purpose of providing the products or services covered by the agreement;
- In any circumstances with the client’s instruction or consent.
Opt-Out Provisions
It is not a policy of TandemGrowth to share nonpublic personal and financial information with affiliated or unaffiliated third parties except under the circumstances noted above. Since sharing under the circumstances noted above is necessary to service customer accounts or is mandated by law, there are no allowances made for clients to opt out.
We understand the trust you have placed in us as your financial advisor. You rely on us to act in your interest and protect the confidentiality of your personal information. Our privacy policy reflects the desire to safeguard your data while providing the best possible service to you. Please call us at 770-641-6360 if you would like to discuss any aspect of our privacy policy.
Sincerely,
TandemGrowth Financial Advisors, LLC
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